ESOPHAGOGASTRODUODENOSCOPY
Esophagogastroduodenoscopy (EGD), also known as an upper gastrointestinal (GI) endoscopy, involves examining the lining of the upper part of the GI tract, which includes the esophagus, stomach, and duodenum (first portion of the small intestine). EGD involves the use of a thin, flexible tube called an endoscope, which has its own lens and light source and projects images on a video monitor.
An EGD is often indicated for evaluation and treatment of abdominal symptoms. Some diagnostic indications may include abdominal symptoms, difficult and/or painful swallowing, GI bleed, esophageal reflux, and suspected neoplasm. Therapeutic indications may include stricture dilation, removal of foreign body, treatment of bleeding lesions, sclerotherapy of varices, and removal of selected lesions.
An EGD can evaluate, diagnose, and manage various GI problems, including difficult or painful swallowing, pain in the stomach or abdomen, GI bleed, ulcers, and tumors. Tiny instruments can be passed through an opening in the endoscope to obtain tissue samples, coagulate bleeding sites, dilate or stretch a narrowed area, or perform other treatments.
EGD can be used to periodically monitor individuals with esophageal varices or premalignant conditions (i.e., Barrett esophagus, caustic ingestion, tylosis, gastric epithelial polyps, familial adenomatous polyposis, or hereditary nonpolyposis colorectal cancer).
ENDOSCOPIC RETROGRADE CHOLANGIOPANCREATOGRAPHY (ERCP)
An ERCP is a procedure that combines upper GI endoscopy and x-rays to treat problems of the gallbladder, bile, and pancreatic ducts.
An ERCP is used to diagnose, evaluate, and treat problems that affect the pancreas and bile duct system, and to study the ducts that drain the liver and pancreas. Ducts are drainage routes into the bowel. The bile or biliary ducts drain the liver and gallbladder, and the pancreatic duct drains the pancreas. The bile and pancreatic ducts join together just before they drain into the upper bowel, about 3 inches from the stomach. The drainage opening is called the papilla. The papilla is surrounded by a circular muscle, called the sphincter of Oddi.
An ERCP can be used when there is a blockage of the bile ducts by gallstones, tumors, scarring or other conditions that cause obstruction or narrowing of the ducts. Similarly, blockage of the pancreatic ducts from stones, tumors, or stricture can also be evaluated or treated by ERCP, which is useful in assessing causes of pancreatitis.
There are several risk factors and complications that can develop from having an ERCP. Pancreatitis is the most common serious complication, also known as post-ERCP pancreatitis (PEP). This condition consists of worsened abdominal pain and elevated serum amylase resulting in a hospitalization.
PROCEDURES PERFORMED WITH ERCP
Sphincterotomy
Sphincterotomy is a procedure that incorporates the use of endoscopic as well as fluoroscopic guidance. The technique involves deep cannulation of the bile duct followed by severance of the sphincter of Oddi with the electrocautery, a small wire on a specialized catheter that uses electric current to cut the tissue. The actual cut is quite small, usually less than a half inch. This small cut, or sphincterotomy, allows various treatments in the ducts.
Stone Removal
The most common treatment through an ERCP scope is removal of bile duct stones. These stones may form in the gallbladder and travel into the bile duct or may form in the duct itself years after the gallbladder has been removed. After a sphincterotomy is performed to enlarge the opening of the bile duct, stones can be pulled from the duct into the bowel. A variety of balloons and baskets attached to specialized catheters can be passed through the ERCP scope into the ducts allowing stone removal. Very large stones may require crushing in the duct with a specialized basket so the fragments can be pulled out through the sphincterotomy.
Stent Placement
Stents are placed into the bile or pancreatic ducts to bypass strictures, or narrowed parts of the duct. These narrowed areas of the bile or pancreatic duct are caused by scar tissue or tumors that cause blockage of normal duct drainage. There are two types of stents that are commonly used. The first is made of plastic and looks like a small straw. A plastic stent can be pushed through the ERCP scope into a blocked duct to allow normal drainage. The second type of stent is made of metal wires, appearing like the cross wires of a fence. The metal stent is flexible and springs open to a larger diameter than plastic stents. Both plastic and metal stents tend to clog up after several months, and another ERCP may be required to place a new stent. Metal stents are permanent, while plastic stents are easily removed at a repeat procedure.
Balloon Dilation
Balloon dilation involves the use of catheters fitted with dilating balloons that can be placed across a narrowed area or stricture. The balloon is then inflated to stretch out the narrowing. Dilation with balloons is often performed when the cause of the narrowing is benign (not a cancer). After balloon dilation, a temporary stent may be placed for a few months to help maintain the dilation.
Tissue Sampling
Tissue sampling from the papilla or from the bile or pancreatic ducts via the ERCP scope is commonly performed. There are several different sampling techniques, although the most common is to brush the area with subsequent examination of the cells obtained. Tissue samples can be used to decide whether a stricture or narrowing is caused by cancer. Positive results for cancer are very accurate; however, negative results may not be accurate.
CONFOCAL LASER ENDOMICROSCOPY
Confocal laser endomicroscopy (CLE) (also known as confocal fluorescent endomicroscopy and optic endomicroscopy) is an in vivo microscopic imaging of the mucosal epithelium during endoscopy to assess the GI mucosal histology. A light for a low-power laser illuminates the tissue. The same lens detects light reflected from the tissue through a pinhole. The term confocal refers to having both illumination and collection systems in the same focal plan. Light reflected and scattered that is not reflected through the pinhole is excluded from detection. This dramatically increases the resolution of the CLE images.
There are two CLE devices that have been cleared for marketing by the US Food and Drug Administration (FDA) through the 510k process. One is an endoscope-based system with a confocal probe incorporated onto the tip of a conventional endoscope. The other is a probe-based system where the probe is placed through the biopsy channel of a conventional endoscope. The depth of view with the endoscopic system is up to 250 µm and about 120 µm with the probe-based system CLE (pCLE).
BARRETT ESOPHAGUS (BE)
For individuals with BE who are undergoing surveillance and receive CLE with targeted biopsy, the evidence includes several randomized controlled trials (RCTs), observational studies, systematic reviews, and meta-analyses. Evidence from RCTs has suggested that CLE has similar or higher sensitivity than standard endoscopy for identifying areas of dysplasia. More prospective RCTs and high-quality meta-analyses are needed. The evidence is insufficient to determine that this technology results in an improvement in the net health outcome.
A single-center crossover RCT was published by Dunbar et al. (2009). Forty-six individuals with BE were enrolled, and 39 (95%) completed the study protocol. Of these, 23 were undergoing BE surveillance, and 16 had BE with suspected neoplasia. All individuals received endoscopy-based CLE and standard endoscopy, in random order. One endoscopist performed all CLE procedures, and another endoscopist performed all standard endoscopy procedures; endoscopists were blinded to the finding of the other procedure. During the standard endoscopy procedure, biopsy specimens were taken of any discrete lesions followed by four-quadrant random biopsy (every 1 cm for suspected neoplasia, every 2 cm for BE surveillance). During the CLE procedure, only lesions suspicious of neoplasia were biopsied. Endoscopists interpreted CLE images using the Confocal Barrett's Classification system, developed in a previous research study. Histopathologic analysis was the reference standard. Among the 16 study completers with suspected high-risk dysplasia, there were significantly fewer biopsies per individual with CLE (mean, 9.8 biopsies per individual) than with standard endoscopy (mean, 23.9 biopsies per individual; P=0.002). Although there were fewer biopsies, the mean number of biopsy specimens showing HGD or cancer was similar in the two groups (3.1 during CLE vs 3.7 during standard endoscopy). The diagnostic yield for neoplasia was 33.7% with CLE and 17.2% with standard endoscopy. None of the 23 individuals undergoing BE for surveillance had HGD or cancer. The mean number of mucosal specimens obtained for individuals in this group was 12.6 with white-light endoscopy and 1.7 with CLE (P<0.001).
Sharma et al. (2011) published an international, multicenter RCT that included 122 consecutive individuals presenting for surveillance of BE or endoscopic treatment of HGD or early carcinoma. Individuals were randomly assigned to both standard white-light endoscopy and narrow-band imaging. Following these two examinations, done in a blinded fashion, the location of lesions was unblinded and, subsequently, all individuals underwent pCLE. All examinations involved a presumptive diagnosis of suspicious lesions. Also, in both groups, after all evaluations were performed, all suspicious lesions were biopsied, as well as random locations (four quadrants every 2 cm). The histopathologic analysis was the reference standard. Twenty-one individuals were excluded from the analysis. Of the remaining 101 individuals, 66 (65%) were found on histopathologic analysis to have no dysplasia, four (4%) had low-grade dysplasia, six (6%) had HGD, and 25 (25%) had early carcinoma. Sensitivity of CLE plus white-light endoscopy for detecting HGD or early carcinoma was 68.3% (95% CI, 60.0%–76.7%), which was significantly higher than white-light endoscopy alone (34.2%; 95% CI, 25.7%–42.7%; P=0.002). However, specificity of CLE plus white-light endoscopy was significantly lower (87.8%; 95% CI, 85.5%–90.1%) than white-light endoscopy alone (92.7%; 95% CI, 90.8%–94.6%; P<0.001). For white-light endoscopy alone, the PPV was 42.7% (95% CI, 32.8%–52.6%) and NPV was 89.8% (95% CI, 87.7%–92.0%). For white-light endoscopy with pCLE, the PPV was 47.1% (95% CI, 39.7%–54.5%) and NPV was 94.6% (95% CI, 92.9%–96.2%). White-light endoscopy alone missed 79 (66%) of 120 areas with HGD or early carcinoma, and white-light endoscopy plus CLE missed 38 (32%) of 120 areas. On a per-individual basis, 31 individuals were diagnosed with HGD or early carcinoma. White-light endoscopy alone failed to identify four of these individuals (sensitivity, 87%), whereas white-light endoscopy plus CLE failed to identify two individuals (sensitivity, 93.5%).
The single RCT in a systematic review by Ypsilantis et al. published by Wallace et al. (2012) included individuals with BE who were undergoing ablation. After an initial attempt at ablation, individuals were randomly assigned to follow up with high-definition white-light endoscopy or high-definition white-light endoscopy plus CLE. The primary outcome was the proportion of optimally treated individuals, defined as those with no evidence of disease at follow-up, and those with residual disease who were identified and treated. Trial enrollment was halted after an interim analysis showed no difference between groups and higher than expected residual BE in both arms. Among the 119 individuals enrolled at the interim analysis, 15 (26%) of 57 in the high-definition white-light endoscopy group and 17 (27%) of 62 in the high-definition white-light endoscopy plus CLE group were optimally treated; the difference was not statistically significant. Moreover, other outcomes were similar in the two groups.
Canto et al. (2014) reported on a single-blind, multicenter trial conducted at academic centers with experienced endoscopists. It included consecutive individuals undergoing endoscopy for routine BE surveillance or for suspected or known neoplasia. Individuals were randomly assigned to high-definition white-light endoscopy with random biopsy (n=98) or white-light endoscopy with endoscopy-based CLE and targeted biopsy (n=94). In the white-light endoscopy-only group, four-quadrant random biopsy samples were taken every 1 to 2 cm over the entire length of the BE for individuals undergoing surveillance and every 1 cm for individuals with suspected neoplasia. In the CLE group, biopsy specimens were obtained only when there was CLE evidence of neoplasia. Final pathologic diagnosis was the reference standard. A per-individual analysis of diagnostic accuracy for diagnosing BE-related neoplasia found a sensitivity of 40% with white-light endoscopy only and 95% with white-light endoscopy plus CLE. Specificity was 98% with white-light endoscopy only and 92% with white-light endoscopy plus CLE. When the analysis was done on a per-biopsy specimen basis and when CLE was added, sensitivity was substantially higher, and specificity was slightly lower. The median number of biopsies per individual was significantly higher in the white-light endoscopy group (four biopsies) compared with the CLE group (two biopsies; P<0.001).
The investigators analyzed the number of cases in which CLE resulted in a different diagnosis. Thirty-two (34%) of 94 individuals in the white-light plus CLE group had a correct change in dysplasia grade after CLE compared with initial endoscopic findings. Six (19%) of the 32 individuals had lesions, and the remaining 26 did not. In 21 of the 26 individuals without lesions, CLE changed the plan from biopsy to no biopsy. The remaining 62 (65%) of 94 individuals in the white-light endoscopy plus CLE group had concordant diagnoses with both techniques. Because the trial was conducted at academic centers and used endoscopy-based CLE, findings may not be generalizable to other clinical settings or to pCLE.
In a meta-analysis, Gupta et al. (2014) evaluated the diagnostic accuracy of the CLE-based targeted biopsies detecting high-grade dysplasia (HGD)/adenocarcinoma compared with four-quadrant random biopsies. Seven studies with 345 individuals and 3080 lesions were included in the meta-analysis. For the diagnosis of HGD/adenocarcinoma, the pooled sensitivity was 68% (95% confidence interval [CI], 64%–73%), and pooled specificity was 88% (95% CI, 87%–89%). The per-individual analysis among four studies was a pooled sensitivity of 86% (95% CI, 74%–96%) and a pooled specificity of 83% (95% CI, 77%–88%). The meta-analysis concluded that CLE is not an acceptable replacement for biopsy techniques for the diagnosis of HGD/esophageal adenocarcinoma in BE.
In a meta-analysis, Xiong et al. (2016) evaluated the accuracy of CLE for diagnosis of neoplasia in BE. Fourteen studies were included covering 789 with 4047 lesions. The per-individual analysis among seven studies was a pooled sensitivity of 89% (95% CI, 82%–94%) and a pooled specificity of 83% (95% CI, 78%–86%). The per-lesion analysis among 10 studies was a pooled sensitivity of 77% (95% CI, 73%–81%) and a pooled specificity of 89% (95% CI, 87%–90%). Richardson et al. (2019) conducted a prospective study at eight centers in the United States to compare pCLE to conventional histology using the Seattle Protocol (random four-quadrant biopsy) to identify intestinal metaplasia among 172 individuals undergoing screening or surveillance endoscopy for BE. Endoscopists recruited for the study were early users of CLE with less than 2 years of experience and no formal pathology training. All individuals underwent a standardized endoscopy with white light and narrow band imaging evaluation, identification of landmarks, and recording of columnar-lined esophagus visualized according to the Prague classification. Individuals then received fluorescein followed by optical biopsy; images were interpreted both in real time and immediately following the procedure. After CLE images were acquired, esophageal biopsies were taken via the Seattle Protocol. Endoscopists were able to identify intestinal metaplasia among 99 individuals (57.6%) using CLE compared to 46 individuals (27%) using the Seattle Protocol (P<0.0001). Dysplasia was identified in six individuals using CLE compared with two individuals using the Seattle Protocol (both of which were also identified via CLE). Confocal laser endomicroscopy also identified significantly more individuals with intestinal metaplasia compared to the Seattle Protocol among those with visible columnar lined esophagus (75 vs. 31 individuals, respectively; P<0.0001), but not among those without columnar lined esophagus (24 vs. 15 individuals; P=0.067). Identification of intestinal metaplasia was not found to be significantly different when comparing CLE with expert review.
Vithayathil et al. (2022) conducted a randomized crossover trial of standard high-resolution white-light Seattle protocol endoscopy or autofluorescence imaging-guided pCLE in individuals referred for surveillance of nondysplastic BE or flat dysplasia at two high-volume tertiary centers in the United Kingdom. A total of 154 individuals were recruited, of whom eight were excluded based on presence of clear macroscopic lesions consistent with BE-related neoplasia upon first endoscopy. An additional individual was excluded due to a protocol breach (use of chromoendoscopy) and 11 individuals withdrew consent. A total of 134 individuals completed both arms of the study, with crossover occurring after a 6- to 12-week interval. Endoscopists were blinded to the endoscopy and histology results of the pretrial endoscopy and other study arm. In the per-lesion analysis, optical diagnosis by CLE had a sensitivity and specificity for HGD/intramucosal cancer (IMC) of 69.2% and 73.2%, respectively. In the per-individual analysis, there was no difference in the sensitivity of CLE for dysplasia compared with Seattle protocol for HGD/IMC (76.5% for both; P=1.00) or all grades of dysplasia (74.3% vs. 80.0%, respectively; P=0.48). The specificity of CLE was 60.7% for HGD and 66.7% for all grades of dysplasia. Use of a three-biomarker panel consisting of one or more of optical dysplasia on CLE, aberrant p53 on immunohistochemistry, and/or aneuploidy on flow cytometry was associated with a per-individual sensitivity and specificity of 94.1% and 49.6% for HGD and 91.4% and 56.6% for all grades of dysplasia, respectively. The authors concluded that CLE has similar diagnostic accuracy for dysplasia compared with standard Seattle protocol endoscopy. In addition, the use of molecular biomarkers can further improve diagnostic accuracy. Several study limitations were noted: (1) it cannot be excluded that prior biopsy sites may have appeared as irregularities on second endoscopy due to the crossover study design, (2) sensitivity for detecting dysplasia was inconsistent across endoscopists, and (3) results may not be generalizable to general practice centers.
In the American Society for Gastrointestinal Endoscopy (ASGE) technology status evaluation report, confocal laser endomicroscopy is considered an emerging technology with the potential to significantly reduce the number of biopsies in BE and irritable bowel disorder. Confocal laser endomicroscopy can provide surrogate real-time histological information of the bile duct and within the pancreatic cysts. ASGE concluded, "Before the technology can be widely accepted, many further studies are needed to determine its clinical efficacy and evaluate its cost-effectiveness and its utilization in both academic and community settings."
Confocal Laser Endomicroscopy as an Adjunct to Random Four-Quadrant Biopsy in BE Surveillance
In a meta-analysis, DeMeester et al. (2022) assessed pCLE benefit as an adjunct to random four-quadrant biopsies in the surveillance of individuals with BE for dysplasia and early esophageal cancer detection. Three meta-analyses were performed to estimate pooled sensitivities (SEs), specificities (SPs), negative predictive values (NPVs), and per-individual pooled absolute and relative detection rate of neoplasia with 95% CIs to compare pCLE detection rate with that of random four-quadrant biopsies. Nine studies (including Sharma et al., 2011; Wallace et al., 2012; Richardson et al., 2019; which are discussed above), with 688 individuals and 1299 lesions were included in the meta-analysis. Per-individual pCLE pooled SEs, SPs, and NPVs were 96% (95% CI, 65%–100%), 93% (95% CI, 71%–99%), and 98% (95% CI, 93%–100%), respectively. Per-lesion pCLE pooled SEs, SPs, and NPVs were 82% (95% CI, 63%–92%), 90% (95% CI, 84%–94%), and 95% (95% CI, 94%–97%), respectively. Compared with random biopsies, the per-individual pooled absolute and relative detection rate increases of neoplasia with pCLE were significant and equal to 5% (95% CI, 1%–9%) and 243% (95% CI, 122%–482%), respectively.
Any improvements reported in the diagnostic yields by DeMeester et al. (2022) were derived from limited clinical investigations. Any clinical impact of these SEs, SPs, and NPVs from this meta-analysis cannot be elucidated, because reliable data for direct impact on clinical decision-making and management of indications, (e.g., dysplasia, cancer), have not been investigated and documented in high-quality studies with appropriate endpoints. Therefore, currently, any purported added clinical value for CLE when added to the standard of care surveillance cannot be established.
Practice Guidelines
National guidelines continue to recommend four-quadrant random biopsies for individuals with BE undergoing surveillance.
In 2016, the American Gastroenterological Association (AGA) published a clinical practice update expert review on the diagnosis and management of low-grade dysplasia in BE. Regarding the use of other advanced endoscopic imaging techniques, the guideline stated that the use of confocal laser endomicroscopy "cannot be recommended in the routine clinical management" of individuals undergoing surveillance.
In 2019, the ASGE published a guideline on screening and surveillance of BE that recommends against routine use of CLE compared with white-light endoscopy with Seattle protocol biopsy sampling in individuals with BE undergoing surveillance.
In 2022, the American College of Gastroenterology (ACG) published an updated clinical guideline for the diagnosis and management of BE and noted that in centers with a high prevalence of neoplasia or dysplasia, confocal endomicroscopy may be helpful in targeting biopsies and guiding therapy, although the value above that of high-definition white light is unclear. The guidelines did not include a recommendation for white light endoscopy plus CLE.